CCO-approved reference · Current as of May 14, 2026
Approved disclosure blocks for client-facing materials.
The following disclosure language has been reviewed for consistency with Texas State Securities Board requirements, the SEC Marketing Rule (Rule 206(4)-1), and CFP Board standards.
Use on: Website, brochures, prospect materials
Exponential Advisors LLC is a fee-only fiduciary. As a registered investment adviser, we are legally obligated to act in your best interest at all times as a fiduciary. We do not sell financial products, earn commissions, or receive revenue-sharing payments from fund companies. Our compensation comes exclusively from the fees our clients pay us directly.
Use on: Social media posts, email signatures, educational blog posts
This material is provided for informational and educational purposes only and does not constitute investment advice. Exponential Advisors LLC is an investment adviser registered with the Texas State Securities Board (CRD #333416). Registration does not imply a certain level of skill or training. Past performance is not indicative of future results. All investing involves risk, including possible loss of principal.
Use on: Financial plan presentations, client reports, white papers
This document is provided for informational and educational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any securities. The information contained herein is based on sources believed to be reliable, but its accuracy and completeness are not guaranteed. Exponential Advisors LLC is an investment adviser registered with the Texas State Securities Board (CRD #333416). Registration does not imply a certain level of skill or training. Past performance is not indicative of future results. All investing involves risk, including possible loss of principal. Projections and forecasts are hypothetical and based on assumptions that may not occur. Consult your financial advisor, tax professional, or attorney before making financial decisions. Exponential Advisors LLC does not provide tax or legal advice.
Required wherever the CFP® marks appear in any communication
CFP® and CERTIFIED FINANCIAL PLANNER™ are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements.
Use on: TSP, VA, SBP, and other military-specific educational content
This material is provided for educational purposes only and does not constitute personalized financial, legal, or benefits advice. Military benefits, including TSP, VA disability compensation, SBP, and related programs, are governed by federal law and regulations that change periodically. Eligibility and benefit amounts are determined by the applicable federal agency. Consult with the Department of Veterans Affairs, Defense Finance and Accounting Service (DFAS), or a certified veterans service organization for benefits-specific questions.
Required per SEC Marketing Rule (Rule 206(4)-1) on any testimonial or endorsement
[Client Name or Description] is a [current or former] client of Exponential Advisors LLC. [He or She or They] was [not compensated / compensated in the amount of $___] for this testimonial. [He or She or They] has [no / the following] conflict(s) of interest: [describe]. The experience described may not be representative of the experience of other clients. This testimonial does not constitute a guarantee of future results.
[DRAFT, pending CCO approval] Applied disclosure for Wealthtender Certified Advisor Reviews™: Client reviews displayed on this website are collected and published by Wealthtender, an independent review platform, and are testimonials or endorsements under SEC Rule 206(4)-1, which applies to the firm through Texas State Securities Board Rule 116.15. Each review displays the reviewer's client status. No reviewer received cash or non-cash compensation for a review, and no reviewer has a material conflict of interest arising from a relationship with the firm. Exponential Advisors LLC pays Wealthtender a flat subscription fee that does not depend on the number, rating, or content of reviews. Where selected reviews appear (for example, on the homepage), they are the most recent reviews, are not representative of every client's experience, and all reviews are available in full at exponentialadvisors.net/reviews and on the firm's Wealthtender profile. Wealthtender's certification confirms its review collection and disclosure process was followed; it is not an endorsement of the firm by Wealthtender or any regulator. Reviews reflect individual experiences and are not a guarantee of future performance or of any client's outcome.
Required on any material showing investment performance
Performance figures are presented net of advisory fees and reflect the reinvestment of dividends and interest. Past performance is not indicative of future results. Individual account performance may differ from composite or model performance due to timing of contributions, withdrawals, and individual account differences. Benchmarks are provided for context only and are not intended to represent the performance of any specific investment.