Registration & Fiduciary Status
Exponential Advisors LLC is a fee-only investment adviser registered with the Texas State Securities Board (CRD #333416). Registration does not imply a certain level of skill or training. As a registered investment adviser, we are a fiduciary and are legally obligated to act in your best interest at all times under the Investment Advisers Act of 1940. We do not sell financial products, earn commissions, or receive revenue-sharing payments from fund companies. Our compensation comes exclusively from the fees our clients pay us directly.
Conflicts of Interest
As a fiduciary, we identify, disclose, and manage conflicts of interest. Because our advisory fee is based on the assets we manage, we have a financial incentive when we recommend that you move outside assets, such as a Thrift Savings Plan (TSP), into accounts we manage. We address this conflict by comparing the costs and benefits of leaving assets in place versus moving them, documenting that analysis, and recommending a move only when it is in your best interest. You are never obligated to move assets to us in order to work with us. Additional information about our conflicts of interest is available in our Form ADV Part 2A.
General Disclaimer
The information provided on this website and in our communications is for informational and educational purposes only and does not constitute investment advice, a solicitation, or an offer to buy or sell any securities. The information contained herein is based on sources believed to be reliable, but its accuracy and completeness are not guaranteed. Past performance is not indicative of future results. All investing involves risk, including the possible loss of principal. Projections and forecasts are hypothetical and based on assumptions that may not occur. Exponential Advisors LLC does not provide tax or legal advice. Consult your financial adviser, tax professional, or attorney before making financial decisions.
Educational Content
Personalized investment advice is provided only after a written investment advisory agreement is in place between the client and Exponential Advisors LLC. Nothing on this site should be construed as personalized investment, tax, legal, or financial advice.
Military & Veteran Benefits
Educational content regarding military benefits is provided for informational purposes only and does not constitute personalized financial, legal, or benefits advice. Military benefits, including TSP, VA disability compensation, SBP, VGLI, and related programs, are governed by federal law and regulations that change periodically. Eligibility and benefit amounts are determined by the applicable federal agency. Consult the Department of Veterans Affairs, the Defense Finance and Accounting Service (DFAS), or a certified veterans service organization for benefits-specific questions.
CFP® Certification
Joshua Brooks is a CERTIFIED FINANCIAL PLANNER™ professional. CFP® and CERTIFIED FINANCIAL PLANNER™ are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements.
Form ADV
Additional information about Exponential Advisors LLC, including our Form ADV Part 2A brochure and Part 2B brochure supplement, is available on the Investment Adviser Public Disclosure website at adviserinfo.sec.gov under CRD #333416, or upon request.
Website disclosures
Advisory services offered through Exponential Advisors LLC, an investment adviser registered with the state of Texas. Advisory services are only offered to clients or prospective clients where Exponential Advisors and its representatives are properly registered or exempt from registration.
The information on this site is not intended as tax, accounting, or legal advice, nor is it an offer or solicitation to buy or sell, or as an endorsement of any company, security, fund, or other offering. Information provided should not be solely relied upon for decision-making. Please consult your legal, tax, or accounting professional regarding your specific situation. Investments involve risk and have the potential for complete loss. It should not be assumed that any recommendations made will necessarily be profitable.
The information on this site is provided "AS IS" and without warranties either express or implied, and the information may not be free from error. Your use of the information provided is at your sole risk.
The information linked to third-party sites is being provided strictly as a courtesy and convenience. When you link to any of the websites provided here, you are leaving this website. We make no representation regarding the completeness or accuracy of the information provided on these websites. When you access these websites, you leave our website and assume responsibility and risk for using the websites you visit.
The opinions expressed in any commentary posted on this site are solely those of the individual author and do not necessarily reflect the views or opinions of Exponential Advisors LLC. These opinions are based on information available at the time of posting and are subject to change without notice. Exponential Advisors LLC does not commit to updating any posted positions or commentary to reflect subsequent developments.
Contact
Exponential Advisors LLC
805 Cedar Elm Ct, Weatherford, TX 76085
josh@exponentialadvisors.net
(682) 239-8268